M\u1ed9t c\u00f4ng ty ch\u1ee9ng kho\u00e1n b\u1ecb \u0111\u01b0a v\u00e0o di\u1ec7n ki\u1ec3m so\u00e1t \u0111\u1eb7c bi\u1ec7t<\/figcaption><\/figure>\nTheo t\u00ecm hi\u1ec3u, C\u00f4ng ty Ch\u1ee9ng kho\u00e1n Kenanga Vi\u1ec7t Nam (KVS) ti\u1ec1n th\u00e2n l\u00e0 C\u00f4ng ty CP Ch\u1ee9ng kho\u00e1n V\u00e0ng Vi\u1ec7t Nam, th\u00e0nh l\u1eadp t\u1eeb ng\u00e0y 3\/12\/2007 v\u1edbi v\u1ed1n \u0111i\u1ec1u l\u1ec7 40 t\u1ef7 \u0111\u1ed3ng.<\/p>\n
Trong giai \u0111o\u1ea1n 2008-2009, sau khi nh\u1eadn kho\u1ea3n \u0111\u1ea7u t\u01b0 t\u1eeb \u0111\u1ed1i t\u00e1c chi\u1ebfn l\u01b0\u1ee3c \u2013 T\u1eadp \u0111o\u00e0n Ng\u00e2n h\u00e0ng \u0110\u1ea7u t\u01b0 K&N Kenanga Holdings Berhard \u2013 c\u00f4ng ty ch\u1ee9ng kho\u00e1n n\u00e0y \u0111\u00e3 ti\u1ebfn h\u00e0nh t\u0103ng v\u1ed1n \u0111i\u1ec1u l\u1ec7 l\u00ean 135 t\u1ef7 \u0111\u1ed3ng v\u00e0 \u0111\u1ed5i t\u00ean th\u00e0nh Ch\u1ee9ng kho\u00e1n Kenanga Vi\u1ec7t Nam.<\/p>\n
Tuy nhi\u00ean, sau kho\u1ea3ng 4 n\u0103m nh\u1eadn \u0111\u1ea7u t\u01b0 t\u1eeb \u0111\u1ed1i t\u00e1c, \u0111\u1ebfn cu\u1ed1i n\u0103m 2013, Ch\u1ee9ng kho\u00e1n Kenanga Vi\u1ec7t Nam \u0111\u00e3 n\u1ed9p h\u1ed3 s\u01a1 \u0111\u1ec1 ngh\u1ecb ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean giao d\u1ecbch th\u1ecb tr\u01b0\u1eddng ni\u00eam y\u1ebft v\u00e0 th\u00e0nh vi\u00ean giao d\u1ecbch th\u1ecb tr\u01b0\u1eddng \u0111\u0103ng k\u00fd t\u1ea1i S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i (HNX) v\u00e0 S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n TP.HCM (HoSE).<\/p>\n
Th\u00e1ng 9\/2015, Trung t\u00e2m L\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam (VSD) \u0111\u00e3 c\u00f3 quy\u1ebft \u0111\u1ecbnh ng\u1eebng cung c\u1ea5p ho\u1ea1t \u0111\u1ed9ng b\u00f9 tr\u1eeb v\u00e0 thanh to\u00e1n giao d\u1ecbch ch\u1ee9ng kho\u00e1n \u0111\u1ed1i v\u1edbi Ch\u1ee9ng kho\u00e1n Kenanga Vi\u1ec7t Nam do b\u1ecb S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n ch\u1ea5m d\u1ee9t t\u01b0 c\u00e1ch th\u00e0nh vi\u00ean.<\/p>\n
\u0110\u01b0\u1ee3c bi\u1ebft, c\u0169ng trong n\u0103m 2015, c\u00f4ng ty ch\u1ee9ng kho\u00e1n n\u00e0y t\u1eebng b\u1ecb VSD \u0111\u00ecnh ch\u1ec9 t\u1ea1m th\u1eddi ho\u1ea1t \u0111\u1ed9ng l\u01b0u k\u00fd do vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 n\u1ed9p ph\u00ed qu\u1ea3n l\u00fd th\u00e0nh vi\u00ean.<\/p>\n
Vi\u1ec7c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc \u0111\u01b0a Ch\u1ee9ng kho\u00e1n Kenanga Vi\u1ec7t Nam v\u00e0o di\u1ec7n ki\u1ec3m so\u00e1t \u0111\u1eb7c bi\u1ec7t \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong Th\u00f4ng t\u01b0 91\/2020 c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh, quy \u0111\u1ecbnh ch\u1ec9 ti\u00eau an to\u00e0n t\u00e0i ch\u00ednh v\u00e0 bi\u1ec7n ph\u00e1p x\u1eed l\u00fd \u0111\u1ed1i v\u1edbi t\u1ed5 ch\u1ee9c kinh doanh ch\u1ee9ng kho\u00e1n kh\u00f4ng \u0111\u00e1p \u1ee9ng ch\u1ec9 ti\u00eau an to\u00e0n t\u00e0i ch\u00ednh.<\/p>\n
Trong \u0111\u00f3, th\u00f4ng t\u01b0 n\u00e0y n\u00eau r\u00f5 c\u00e1c tr\u01b0\u1eddng h\u1ee3p t\u1ed5 ch\u1ee9c kinh doanh ch\u1ee9ng kho\u00e1n b\u1ecb \u1ee6y ban Ch\u1ee9ng kho\u00e1n \u0111\u1eb7t v\u00e0o t\u00ecnh tr\u1ea1ng c\u1ea3nh b\u00e1o, ki\u1ec3m so\u00e1t ho\u1eb7c ki\u1ec3m so\u00e1t \u0111\u1eb7c bi\u1ec7t.<\/p>\n
C\u1ee5 th\u1ec3, m\u1ed9t c\u00f4ng ty ch\u1ee9ng kho\u00e1n s\u1ebd b\u1ecb \u0111\u1eb7t v\u00e0o t\u00ecnh tr\u1ea1ng ki\u1ec3m so\u00e1t \u0111\u1eb7c bi\u1ec7t n\u1ebfu t\u1ef7 l\u1ec7 v\u1ed1n kh\u1ea3 d\u1ee5ng t\u1ef1 t\u00ednh ho\u1eb7c \u0111\u00e3 ki\u1ec3m to\u00e1n d\u01b0\u1edbi 120%, ho\u1eb7c c\u00f4ng ty kh\u00f4ng kh\u1eafc ph\u1ee5c \u0111\u01b0\u1ee3c t\u00ecnh tr\u1ea1ng ki\u1ec3m so\u00e1t trong th\u1eddi h\u1ea1n 12 th\u00e1ng.<\/p>\n