{"id":603255,"date":"2022-05-16T19:08:22","date_gmt":"2022-05-16T12:08:22","guid":{"rendered":"https:\/\/canhco.net\/?p=603255"},"modified":"2022-05-16T19:32:36","modified_gmt":"2022-05-16T12:32:36","slug":"bo-tai-chinh-se-thanh-tra-cac-thanh-vien-tren-thi-truong-chung-khoan","status":"publish","type":"post","link":"https:\/\/m.canhco.net\/bo-tai-chinh-se-thanh-tra-cac-thanh-vien-tren-thi-truong-chung-khoan-p603255.html","title":{"rendered":"B\u1ed9 T\u00e0i ch\u00ednh s\u1ebd thanh tra c\u00e1c th\u00e0nh vi\u00ean tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n"},"content":{"rendered":"<p><strong>Trong th\u00f4ng b\u00e1o ph\u00e1t \u0111i ng\u00e0y 16\/5 v\u1ec1 tri\u1ec3n khai ch\u01b0\u01a1ng tr\u00ecnh c\u00f4ng t\u00e1c th\u00e1ng th\u00e1ng N\u0103m, B\u1ed9 T\u00e0i ch\u00ednh cho bi\u1ebft s\u1ebd th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch thanh tra, ki\u1ec3m tra \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c kinh doanh ch\u1ee9ng kho\u00e1n, c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn tr\u00ean c\u01a1 s\u1edf k\u1ebf ho\u1ea1ch \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111i\u1ec1u ch\u1ec9nh. Nh\u00e0 ch\u1ee9c tr\u00e1ch s\u1ebd x\u1eed l\u00fd nghi\u00eam vi ph\u1ea1m tr\u00ean c\u01a1 s\u1edf k\u1ebft qu\u1ea3 gi\u00e1m s\u00e1t.<\/strong><\/p>\n<p>Theo b\u00e1o c\u00e1o c\u1ee7a B\u1ed9 T\u00e0i ch\u00ednh, t\u00ednh \u0111\u1ebfn ng\u00e0y 29\/4, ch\u1ec9 s\u1ed1 VN-Index \u0111\u1ea1t m\u1ee9c 1.366,8 \u0111i\u1ec3m, xu\u1ed1ng 8,4% so v\u1edbi cu\u1ed1i th\u00e1ng Ba v\u00e0 gi\u1ea3m 8,8% so v\u1edbi cu\u1ed1i n\u0103m 2021. B\u00ean c\u1ea1nh \u0111\u00f3, ch\u1ec9 s\u1ed1 HNX-Index c\u0169ng ch\u1ed1t t\u1ea1i m\u1ee9c 365,83 \u0111i\u1ec3m, gi\u1ea3m t\u01b0\u01a1ng \u1ee9ng 18,6% v\u00e0 22,8%.<\/p>\n<p>M\u1eb7t kh\u00e1c, m\u1ee9c v\u1ed1n h\u00f3a th\u1ecb tr\u01b0\u1eddng c\u1ed5 phi\u1ebfu tr\u00ean 3 s\u00e0n HoSE, HNX v\u00e0 UpCoM \u0111\u1ea1t g\u1ea7n 7,2 tri\u1ec7u t\u1ef7 \u0111\u1ed3ng, \u0111\u00e3 gi\u1ea3m 7,7% so v\u1edbi cu\u1ed1i n\u0103m 2021 v\u00e0 t\u01b0\u01a1ng \u0111\u01b0\u01a1ng v\u1edbi 85% GDP. C\u00f9ng v\u1edbi \u0111\u00f3, gi\u00e1 tr\u1ecb giao d\u1ecbch b\u00ecnh qu\u00e2n \u0111\u1ea1t 26.299 t\u1ef7 \u0111\u1ed3ng\/phi\u00ean, c\u0169ng gi\u1ea3m 19% so v\u1edbi th\u00e1ng Ba. Song, gi\u00e1 tr\u1ecb giao d\u1ecbch b\u00ecnh qu\u00e2n t\u00ednh chung t\u1eeb \u0111\u1ea7u n\u0103m t\u1edbi nay v\u1eabn \u0111\u1ea1t 29.924 t\u1ef7 \u0111\u1ed3ng\/phi\u00ean, t\u0103ng 12,5% so v\u1edbi b\u00ecnh qu\u00e2n n\u0103m tr\u01b0\u1edbc.<\/p>\n<figure id=\"attachment_603259\" aria-describedby=\"caption-attachment-603259\" style=\"width: 650px\" class=\"wp-caption aligncenter\"><img decoding=\"async\" loading=\"lazy\" class=\"size-full wp-image-603259\" src=\"http:\/\/cdn.canhco.net\/files\/2022\/05\/chung-khoan-giam-1553511328-e1652704133468.jpg\" alt=\"\" width=\"650\" height=\"393\"><figcaption id=\"caption-attachment-603259\" class=\"wp-caption-text\">B\u1ed9 s\u1ebd tri\u1ec3n khai k\u1ebf ho\u1ea1ch thanh tra c\u00e1c doanh nghi\u1ec7p ki\u1ec3m to\u00e1n \u0111\u1ed1i v\u1edbi c\u00e1c doanh nghi\u1ec7p ni\u00eam y\u1ebft, c\u00f4ng ty \u0111\u1ea1i ch\u00fang.<\/figcaption><\/figure>\n<p>B\u1ed9 T\u00e0i ch\u00ednh cho hay c\u00f4ng t\u00e1c tr\u1ecdng t\u00e2m v\u1ec1 qu\u1ea3n l\u00fd th\u1ecb tr\u01b0\u1eddng t\u00e0i ch\u00ednh v\u00e0 d\u1ecbch v\u1ee5 t\u00e0i ch\u00ednh trong th\u00e1ng N\u0103m s\u1ebd th\u1ef1c hi\u1ec7n gi\u00e1m s\u00e1t ch\u1eb7t ch\u1ebd c\u00e1c giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 d\u1ea5u hi\u1ec7u b\u1ea5t th\u01b0\u1eddng, t\u1eeb \u0111\u00f3 k\u1ecbp th\u1eddi ph\u1ed1i h\u1ee3p v\u1edbi c\u00e1c s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n c\u00f3 \u0111\u00e1nh gi\u00e1, ph\u00e2n t\u00edch, ti\u1ebfn h\u00e0nh ki\u1ec3m tra giao d\u1ecbch \u0111\u1ed1i v\u1edbi c\u00e1c giao d\u1ecbch c\u00f3 d\u1ea5u hi\u1ec7u vi ph\u1ea1m quy \u0111\u1ecbnh c\u0169ng nh\u01b0 th\u1ef1c hi\u1ec7n gi\u00e1m s\u00e1t ho\u1ea1t \u0111\u1ed9ng c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang.<\/p>\n<p>Tr\u00ean c\u01a1 s\u1edf \u0111\u00f3, nh\u00e0 ch\u1ee9c tr\u00e1ch s\u1ebd tri\u1ec3n khai k\u1ebf ho\u1ea1ch thanh tra, ki\u1ec3m tra c\u00e1c doanh nghi\u1ec7p ki\u1ec3m to\u00e1n \u0111\u1ed1i v\u1edbi c\u00e1c doanh nghi\u1ec7p ni\u00eam y\u1ebft, c\u00f4ng ty \u0111\u1ea1i ch\u00fang, ch\u00fa \u00fd \u0111\u1ed1i v\u1edbi c\u00e1c doanh nghi\u1ec7p c\u00f3 kh\u00e1ch h\u00e0ng c\u00f3 b\u00e1o c\u00e1o t\u00e0i ch\u00ednh sai l\u1ec7nh ho\u1eb7c c\u00f3 nhi\u1ec1u sai s\u00f3t. Ngo\u00e0i ra, B\u1ed9 T\u00e0i ch\u00ednh c\u0169ng \u0111\u1ea9y m\u1ea1nh ki\u1ec3m tra, gi\u00e1m s\u00e1t vi\u1ec7c ph\u00e1t h\u00e0nh <strong>tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p<\/strong>, \u0111\u1eb7c bi\u1ec7t l\u00e0 ph\u00e1t h\u00e0nh kh\u00f4ng c\u00f3 t\u00e0i s\u1ea3n b\u1ea3o \u0111\u1ea3m.<\/p>\n<p>M\u1eb7t kh\u00e1c, B\u1ed9 T\u00e0i ch\u00ednh s\u1ebd kh\u1ea9n tr\u01b0\u01a1ng th\u1ef1c hi\u1ec7n v\u00e0 r\u00e0 so\u00e1t v\u01b0\u1edbng m\u1eafc, b\u1ea5t c\u1eadp quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt ch\u1ee9ng kho\u00e1n, c\u00e1c Ngh\u1ecb \u0111\u1ecbnh h\u01b0\u1edbng d\u1eabn Lu\u1eadt Ch\u1ee9ng kho\u00e1n 2019 v\u00e0 r\u00e0 so\u00e1t, b\u1ed5 sung c\u00e1c v\u0103n b\u1ea3n quy ph\u1ea1m ph\u00e1p lu\u1eadt c\u00f2n hi\u1ec7u l\u1ef1c thi h\u00e0nh trong l\u0129nh v\u1ef1c tr\u1ecdng t\u00e2m li\u00ean ng\u00e0nh n\u0103m 2022.<\/p>\n<p>Ngo\u00e0i ra, B\u1ed9 T\u00e0i ch\u00ednh \u0111\u00e3 b\u00e1o c\u00e1o Ch\u00ednh ph\u1ee7, Th\u1ee7 t\u01b0\u1edbng Ch\u00ednh ph\u1ee7 v\u1ec1 Ngh\u1ecb \u0111\u1ecbnh s\u1eeda \u0111\u1ed5i Ngh\u1ecb \u0111\u1ecbnh 95\/2018\/N\u0110-CP quy \u0111\u1ecbnh ph\u00e1t h\u00e0nh, \u0111\u0103ng k\u00fd, l\u01b0u k\u00fd, ni\u00eam y\u1ebft v\u00e0 giao d\u1ecbch c\u00f4ng c\u1ee5 n\u1ee3 c\u1ee7a Ch\u00ednh ph\u1ee7 tr\u00ean <strong>th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n<\/strong>; Ngh\u1ecb \u0111\u1ecbnh s\u1eeda \u0111\u1ed5i Ngh\u1ecb \u0111\u1ecbnh s\u1ed1 153\/2020\/N\u0110-CP c\u1ee7a Ch\u00ednh ph\u1ee7 quy \u0111\u1ecbnh v\u1ec1 ch\u00e0o b\u00e1n, giao d\u1ecbch tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ri\u00eang l\u1ebb t\u1ea1i th\u1ecb tr\u01b0\u1eddng trong n\u01b0\u1edbc v\u00e0 ch\u00e0o b\u00e1n tr\u00e1i phi\u1ebfu doanh nghi\u1ec7p ra th\u1ecb tr\u01b0\u1eddng qu\u1ed1c t\u1ebf\u2026.<\/p>\n<p><strong>Tr\u00e2m Anh\u00a0<\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Trong th\u00f4ng b\u00e1o ph\u00e1t \u0111i ng\u00e0y 16\/5 v\u1ec1 tri\u1ec3n khai ch\u01b0\u01a1ng tr\u00ecnh c\u00f4ng t\u00e1c th\u00e1ng th\u00e1ng N\u0103m, B\u1ed9 T\u00e0i ch\u00ednh cho bi\u1ebft s\u1ebd th\u1ef1c hi\u1ec7n k\u1ebf ho\u1ea1ch thanh tra, ki\u1ec3m tra \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty \u0111\u1ea1i ch\u00fang, t\u1ed5 ch\u1ee9c kinh doanh ch\u1ee9ng kho\u00e1n, c\u00f4ng ty ki\u1ec3m to\u00e1n \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn tr\u00ean c\u01a1 s\u1edf k\u1ebf [&hellip;]<\/p>\n","protected":false},"author":9,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[4],"tags":[514,1683],"topics":[],"longform":[],"members":[],"story":[],"thematic":[],"_links":{"self":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/603255"}],"collection":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/users\/9"}],"replies":[{"embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/comments?post=603255"}],"version-history":[{"count":2,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/603255\/revisions"}],"predecessor-version":[{"id":603260,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/603255\/revisions\/603260"}],"wp:attachment":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/media?parent=603255"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/categories?post=603255"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/tags?post=603255"},{"taxonomy":"topics","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/topics?post=603255"},{"taxonomy":"longform","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/longform?post=603255"},{"taxonomy":"members","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/members?post=603255"},{"taxonomy":"story","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/story?post=603255"},{"taxonomy":"thematic","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/thematic?post=603255"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}