{"id":598769,"date":"2022-03-31T19:20:48","date_gmt":"2022-03-31T12:20:48","guid":{"rendered":"https:\/\/canhco.net\/?p=598769"},"modified":"2022-03-31T19:21:26","modified_gmt":"2022-03-31T12:21:26","slug":"sai-pham-cua-uy-ban-chung-khoan-nha-nuoc-khien-thi-truong-bi-thao-tung","status":"publish","type":"post","link":"https:\/\/m.canhco.net\/sai-pham-cua-uy-ban-chung-khoan-nha-nuoc-khien-thi-truong-bi-thao-tung-p598769.html","title":{"rendered":"Ph\u00e1t hi\u1ec7n h\u00e0ng lo\u1ea1t sai ph\u1ea1m c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc trong v\u1ee5 \u00e1n FLC"},"content":{"rendered":"<p><strong>\u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng ch\u1ec9 ra h\u00e0ng lo\u1ea1t sai ph\u1ea1m c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc d\u1eabn \u0111\u1ebfn m\u1ed9t s\u1ed1 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c thao t\u00fang th\u1ecb tr\u01b0\u1eddng, thu l\u1ee3i b\u1ea5t ch\u00ednh.<\/strong><\/p>\n<figure id=\"attachment_598772\" aria-describedby=\"caption-attachment-598772\" style=\"width: 640px\" class=\"wp-caption aligncenter\"><img decoding=\"async\" loading=\"lazy\" class=\"size-full wp-image-598772\" src=\"http:\/\/cdn.canhco.net\/files\/2022\/03\/nhadautu-vi-tri-uy-ban-chung-khoan-nha-nuoc-1054-2.jpg\" alt=\"\" width=\"640\" height=\"417\"><figcaption id=\"caption-attachment-598772\" class=\"wp-caption-text\">\u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng ch\u1ec9 ra h\u00e0ng lo\u1ea1t sai ph\u1ea1m c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc d\u1eabn \u0111\u1ebfn m\u1ed9t s\u1ed1 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c thao t\u00fang th\u1ecb tr\u01b0\u1eddng, thu l\u1ee3i b\u1ea5t ch\u00ednh.<\/figcaption><\/figure>\n<p>Sau \u0111\u1ed9ng th\u00e1i kh\u1edfi t\u1ed1, b\u1eaft giam Ch\u1ee7 t\u1ecbch FLC Tr\u1ecbnh V\u0103n Quy\u1ebft v\u00ec h\u00e0nh vi thao t\u00fang th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, nhi\u1ec1u sai ph\u1ea1m li\u00ean quan \u0111\u1ebfn ho\u1ea1t \u0111\u1ed9ng n\u00e0y ti\u1ebfp t\u1ee5c \u0111\u01b0\u1ee3c \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng ch\u1ec9 ra.<\/p>\n<figure id=\"attachment_598654\" aria-describedby=\"caption-attachment-598654\" style=\"width: 640px\" class=\"wp-caption aligncenter\"><img decoding=\"async\" loading=\"lazy\" class=\"size-full wp-image-598654\" src=\"http:\/\/cdn.canhco.net\/files\/2022\/03\/quyetf0-5.jpg\" alt=\"\" width=\"640\" height=\"427\"><figcaption id=\"caption-attachment-598654\" class=\"wp-caption-text\">C\u01a1 quan \u0111i\u1ec1u tra kh\u00e1m x\u00e9t n\u01a1i l\u00e0m vi\u1ec7c c\u1ee7a \u00f4ng Tr\u1ecbnh V\u0103n Quy\u1ebft t\u1ea1i tr\u1ee5 s\u1edf FLC.<\/figcaption><\/figure>\n<p>T\u1ea1i k\u1ef3 h\u1ecdp th\u1ee9 13 di\u1ec5n ra nh\u1eefng ng\u00e0y cu\u1ed1i th\u00e1ng 3, \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng \u0111\u00e3 xem x\u00e9t k\u1ebft qu\u1ea3 ki\u1ec3m tra khi c\u00f3 d\u1ea5u hi\u1ec7u vi ph\u1ea1m \u0111\u1ed1i v\u1edbi \u0110\u1ea3ng \u1ee7y C\u01a1 quan \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc nhi\u1ec7m k\u1ef3 2015-2020.<\/p>\n<p>C\u01a1 quan n\u00e0y x\u00e1c \u0111\u1ecbnh \u0110\u1ea3ng \u1ee7y C\u01a1 quan \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc \u0111\u00e3 vi ph\u1ea1m nguy\u00ean t\u1eafc t\u1eadp trung d\u00e2n ch\u1ee7 v\u00e0 Quy ch\u1ebf l\u00e0m vi\u1ec7c; thi\u1ebfu tr\u00e1ch nhi\u1ec7m, bu\u00f4ng l\u1ecfng l\u00e3nh \u0111\u1ea1o, ch\u1ec9 \u0111\u1ea1o, thi\u1ebfu ki\u1ec3m tra, gi\u00e1m s\u00e1t.<\/p>\n<p>Nh\u1eefng h\u00e0nh vi n\u00e0y d\u1eabn \u0111\u1ebfn vi\u1ec7c m\u1ed9t s\u1ed1 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n thu\u1ed9c \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc c\u00f3 nhi\u1ec1u vi ph\u1ea1m, khuy\u1ebft \u0111i\u1ec3m trong tham m\u01b0u x\u00e2y d\u1ef1ng th\u1ec3 ch\u1ebf, ch\u00ednh s\u00e1ch v\u00e0 th\u1ef1c hi\u1ec7n c\u00f4ng t\u00e1c qu\u1ea3n l\u00fd Nh\u00e0 n\u01b0\u1edbc v\u1ec1 ho\u1ea1t \u0111\u1ed9ng ch\u1ee9ng kho\u00e1n v\u00e0 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, \u0111\u1ec3 m\u1ed9t s\u1ed1 t\u1ed5 ch\u1ee9c, c\u00e1 nh\u00e2n vi ph\u1ea1m ph\u00e1p lu\u1eadt, thao t\u00fang th\u1ecb tr\u01b0\u1eddng, thu l\u1ee3i b\u1ea5t ch\u00ednh.<\/p>\n<figure id=\"post-598770 media-598770\" class=\"wp-caption aligncenter\" style=\"width: 640px;\">\n<p><figure style=\"width: 640px\" class=\"wp-caption aligncenter\"><img decoding=\"async\" loading=\"lazy\" src=\"http:\/\/cdn.canhco.net\/files\/2022\/03\/hop_uy_ban_ky_13_2_1_-1.jpeg\" alt=\"\" width=\"640\" height=\"353\"><figcaption class=\"wp-caption-text\">K\u1ef3 h\u1ecdp th\u1ee9 13 c\u1ee7a \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng.<\/figcaption><\/figure><\/p><\/figure>\n<p>\u00a0<\/p>\n<p>Sai ph\u1ea1m c\u1ee7a nhi\u1ec1u c\u00e1 nh\u00e2n c\u0169ng \u0111\u01b0\u1ee3c \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng ch\u1ec9 ra.<\/p>\n<p>Theo \u0111\u00f3, \u1ee6y ban Ki\u1ec3m tra k\u1ebft lu\u1eadn v\u1ec1 tr\u00e1ch nhi\u1ec7m li\u00ean \u0111\u1edbi c\u1ee7a c\u00e1c \u00f4ng: V\u0169 B\u1eb1ng, nguy\u00ean Ch\u1ee7 t\u1ecbch \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc; Tr\u1ea7n V\u0103n D\u0169ng, B\u00ed th\u01b0 \u0110\u1ea3ng \u1ee7y, Ch\u1ee7 t\u1ecbch \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc; Nguy\u1ec5n Th\u00e0nh Long, B\u00ed th\u01b0 \u0110\u1ea3ng \u1ee7y S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng th\u00e0nh vi\u00ean S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam, nguy\u00ean Ph\u00f3 ch\u1ee7 t\u1ecbch \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, nguy\u00ean Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i; L\u00ea H\u1ea3i Tr\u00e0, T\u1ed5ng gi\u00e1m \u0111\u1ed1c S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n TP.HCM, nguy\u00ean Th\u00e0nh vi\u00ean ph\u1ee5 tr\u00e1ch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb; Nguy\u1ec5n S\u01a1n, Ch\u1ee7 t\u1ecbch H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb Trung t\u00e2m l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam.<\/p>\n<p>Nh\u1eefng c\u00e1 nh\u00e2n n\u00e0y ph\u1ea3i c\u00f9ng ch\u1ecbu tr\u00e1ch nhi\u1ec7m v\u1ec1 nh\u1eefng vi ph\u1ea1m, khuy\u1ebft \u0111i\u1ec3m c\u1ee7a \u0110\u1ea3ng \u1ee7y C\u01a1 quan \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n TP.HCM, S\u1edf Giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i, Trung t\u00e2m l\u01b0u k\u00fd ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam; \u0111\u1ed3ng th\u1eddi ch\u1ecbu tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n v\u1ec1 nh\u1eefng vi ph\u1ea1m, khuy\u1ebft \u0111i\u1ec3m trong th\u1ef1c hi\u1ec7n ch\u1ee9c tr\u00e1ch, nhi\u1ec7m v\u1ee5 \u0111\u01b0\u1ee3c giao.<\/p>\n<p>Theo \u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng, nh\u1eefng vi ph\u1ea1m n\u00eau tr\u00ean \u0111\u00e3 g\u00e2y h\u1eadu qu\u1ea3 nghi\u00eam tr\u1ecdng, \u1ea3nh h\u01b0\u1edfng ti\u00eau c\u1ef1c \u0111\u1ebfn th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n, gi\u1ea3m ni\u1ec1m tin c\u1ee7a c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0, uy t\u00edn c\u1ee7a t\u1ed5 ch\u1ee9c \u0111\u1ea3ng v\u00e0 \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc, g\u00e2y b\u1ee9c x\u00fac trong x\u00e3 h\u1ed9i, \u0111\u1ebfn m\u1ee9c ph\u1ea3i xem x\u00e9t, x\u1eed l\u00fd k\u1ef7 lu\u1eadt.<\/p>\n<p><strong>Ho\u00e0i Thu<\/strong><\/p>\n","protected":false},"excerpt":{"rendered":"<p>\u1ee6y ban Ki\u1ec3m tra Trung \u01b0\u01a1ng ch\u1ec9 ra h\u00e0ng lo\u1ea1t sai ph\u1ea1m c\u1ee7a \u1ee6y ban Ch\u1ee9ng kho\u00e1n Nh\u00e0 n\u01b0\u1edbc d\u1eabn \u0111\u1ebfn m\u1ed9t s\u1ed1 c\u00e1 nh\u00e2n, t\u1ed5 ch\u1ee9c thao t\u00fang th\u1ecb tr\u01b0\u1eddng, thu l\u1ee3i b\u1ea5t ch\u00ednh. Sau \u0111\u1ed9ng th\u00e1i kh\u1edfi t\u1ed1, b\u1eaft giam Ch\u1ee7 t\u1ecbch FLC Tr\u1ecbnh V\u0103n Quy\u1ebft v\u00ec h\u00e0nh vi thao t\u00fang th\u1ecb tr\u01b0\u1eddng [&hellip;]<\/p>\n","protected":false},"author":42,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[128026],"tags":[152715,152704,19309,495],"topics":[152708],"longform":[],"members":[],"story":[],"thematic":[],"_links":{"self":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/598769"}],"collection":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/users\/42"}],"replies":[{"embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/comments?post=598769"}],"version-history":[{"count":2,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/598769\/revisions"}],"predecessor-version":[{"id":598774,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/posts\/598769\/revisions\/598774"}],"wp:attachment":[{"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/media?parent=598769"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/categories?post=598769"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/tags?post=598769"},{"taxonomy":"topics","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/topics?post=598769"},{"taxonomy":"longform","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/longform?post=598769"},{"taxonomy":"members","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/members?post=598769"},{"taxonomy":"story","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/story?post=598769"},{"taxonomy":"thematic","embeddable":true,"href":"https:\/\/m.canhco.net\/wp-json\/wp\/v2\/thematic?post=598769"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}